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PlanetScope与LiDAR点云协同的卷积神经网络树种多样性提取研究

Research on extracting forest species diversity by PlanetScope and LiDAR point cloud data with convolutional neural network

  • 摘要: 为了实现区域尺度树种多样性的精准遥感监测、解决复杂地形区光谱混合与结构信息缺失导致的识别精度瓶颈问题,以地形复杂、植被类型丰富的重庆市中梁山区域为研究区,采用美国行星实验室卫星星座(PlanetScope)影像与激光雷达(LiDAR)点云数据协同的方法,通过线性光谱混合模型分解获取端元丰度光谱分类结果,并基于冠层高度模型提取植被3维结构信息,进而构建卷积神经网络模型实现2维空间光谱特征与植被立体结构特征的深度融合与优化分类,并进行了树种多样性识别的理论分析与实验验证,获取了区域尺度树种多样性空间分布数据。结果表明,光谱与结构信息协同使总体精度从单一光谱分解的0.78提升至0.86,成功提取了9种树种类型,突破了复杂地形区树种多样性遥感监测的精度瓶颈;PlanetScope影像与LiDAR点云数据协同,可实现光谱与结构信息互补,突破复杂地形树种多样性遥感精度瓶颈。该研究为区域碳汇评估与生态管理提供了高效、可扩展的多样性监测新范式。

     

    Abstract:
    To overcome the accuracy bottleneck in remote sensing monitoring of tree species diversity in complex terrain areas, and to meet the requirements for rapid dynamic monitoring at regional and landscape scales, precise monitoring provides robust support for regional biodiversity assessment, forest carbon stock accounting, and scientific management decision-making.
    A multispectral remote sensing and light detection and ranging (LiDAR) data fusion approach was adopted for extracting tree species diversity information. This study integrated Planet Labs satellite constellation (PlanetScope) with LiDAR point cloud data, selecting a topographically complex region with rich vegetation types as the study area, and complemented by ground quadrat surveys. Initially, a linear spectral mixture model was applied to the imagery for spectral unmixing, enabling preliminary extraction of tree species spectral endmembers. Subsequently, a canopy height model (CHM) was generated from LiDAR data to quantitatively characterize the three-dimensional spatial structure of vegetation. Finally, a convolutional neural network (CNN) model was constructed to perform deep feature fusion of the aforementioned spectral and structural features, achieving refined tree species classification and regional diversity mapping.
    The results demonstrated that fine-scale identification of nine dominant tree species was achieved, with the synergistic integration of spectral and structural information significantly improving the overall classification accuracy from 0.78 (using spectral decomposition alone) to 0.86. Confusion matrix analysis revealed substantially enhanced discriminative capability for spectrally similar species: classification accuracy for Schima increased from 0.67 to 1.00, eliminating misclassification with pine; maple improved from 0.67 to 1.00; bamboo rose from 0.50 to 0.75, reducing confusion with other forest types and pine; and pine increased from 0.85 to 0.92. Spatial distribution maps revealed that Schima and pine exhibited locally aggregated distributions within specific microhabitats, whereas fir and bamboo demonstrated fragmented, scattered distribution patterns. The structural information derived from the CHM proved valuable for distinguishing species with distinct vertical morphologies, effectively mitigating confusion among spectrally similar classes. However, discrimination between fir and congeneric conifers such as pine remained challenging due to their highly similar morphological characteristics. Additionally, bamboo continued to present classification difficulties attributable to its patchy, fragmented distribution and spectral mixing with surrounding vegetation. The achieved accuracy of 0.86 across nine tree species categories was comparable to that of previous CNN-based studies with fewer classes and significantly outperformed the accuracy reported for random forest algorithms (0.80) in comparable studies.
    This method successfully integrates PlanetScope multispectral imagery with LiDAR point cloud data, achieving effective complementarity between spectral and structural information. It successfully overcomes the accuracy bottleneck in remote sensing monitoring of tree species diversity within complex terrain areas, providing an efficient and accurate technical solution for regional-scale forest resource monitoring and biodiversity assessment, while offering robust technical support for carbon sink assessment and ecological management.

     

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