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Stacking-SHAP对光纤激光器腔体参数解释及调控

Interpretation and regulation of fiber laser cavity parameters using stacking-SHAP

  • 摘要: 为了阐释光纤激光器腔体参数与脉冲特性之间的非线性关系并优化腔体结构设计,采用一种基于stacking集成学习与沙普利加和解释(SHAP)分析相结合的方法,实现了激光器性能预测及设计优化。基于保偏光纤结构构建了可饱和吸收体锁模光纤激光器的理论模型,通过数值仿真成功实现了数百飞秒量级的超短脉冲输出,并建立了腔体参数与脉冲特性映射数据库;在此基础上采用两阶段stacking集成学习框架构建高精度预测模型,结合SHAP方法解析了腔体参数对脉冲特性的贡献度及其交互作用机制;通过元启发算法平台的6种元启发算法对stacking代理模型实施多目标寻优,实现了激光器腔体参数的逆向设计优化。结果表明,色散补偿光纤(DCF)的引入,使得脉冲能量提升至约2倍、峰值功率增加至4倍,通过色散管理实现的腔内压缩技术将脉宽压缩至400 fs量级;stacking集成模型相较单一模型具有显著精度优势;SHAP定量分析揭示了增益饱和能量、DCF长度等关键参数的主导作用;进化场优化算法寻找的腔体参数峰值功率最大。该研究对激光器腔体结构的智能化优化设计具有一定的借鉴意义。

     

    Abstract:
    Passively mode-locked fiber lasers have significant application value in the field of ultrashort pulse generation due to their excellent parameter tunability. To elucidate the nonlinear relationship between cavity parameters and pulse characteristics in fiber lasers and optimize cavity structural design, this study employed an integrated approach combining stacking ensemble learning with Shapley additive explanations (SHAP) analysis to achieve laser performance prediction and design optimization.
    This study adopted an integrated methodology combining theoretical modeling of fiber lasers, machine learning, and optimization algorithms, with the specific framework shown in Fig.1. First, a theoretical model of a mode-locked fiber laser with a saturable absorber (SA) was established based on the structure of a polarization-maintaining fiber. This study systematically investigated the influence of key parameters on pulse characteristics, including the length of dispersion-compensating fiber (DCF), second-order dispersion coefficient, nonlinear coefficient, gain saturation energy of erbium-doped fiber (EDF), and saturation absorption power and modulation depth of SA. A comprehensive mapping database between cavity parameters and pulse characteristics was established, and a high-precision prediction model was developed using a two-stage stacking ensemble learning framework. Additionally, SHAP analysis was then employed to analyze the contribution of cavity parameters to pulse characteristics and their interaction mechanisms. Six metaheuristic algorithms from the meta-heuristic algorithms in Python (MEALPY) platform were applied to perform multi-objective optimization of the stacking surrogate model, achieving inverse design optimization of the laser cavity parameters.
    The results showed that the simulation achieved intracavity compression through dispersion management, compressing the pulse duration to the 400 fs level. The evolution of the laser pulses and spectra with the number of round trips was analyzed (Fig.2). Stable pulses were formed after approximately 36 round trips and remained in subsequent round trips. Before reaching stability, the pulse intensity gradually increased as the number of round trips increased. In the spectral evolution process in the frequency domain, the spectra broadened toward both sides from the 36th to the 70th round trips, forming multiple sidebands. To more clearly analyze the evolution process of the intracavity pulse, Fig.3 showed the evolution of the soliton pulse at different positions within the cavity during the 100th round trip. It could be observed that when the pulse passed through the output coupler (OC) and SA, the pulse energy decreased significantly, while the peak power decreased slightly. Subsequently, the influence of key parameters—such as DCF length, second-order dispersion coefficient, nonlinear coefficient, gain saturation energy of EDF, and saturation absorption power and modulation depth of SA—on pulse characteristics were analyzed, with specific results shown in Fig.4 and Fig.5. The study revealed that introducing DCF increased the pulse energy by about two times and the peak power by up to four times, providing clear insights into the relationship between cavity parameters and pulse performance. The laser was then simulated, randomly generating a dataset of 400 sets of cavity parameters and corresponding pulse characteristics. The mapping relationship was identified through a multi-model fused stacking regression model. As shown in Fig.6, the comparison between the stacking-predicted pulse characteristics and the target values demonstrated that the coefficient of determination (R2) for all prediction models was greater than 0.95, indicating excellent generalization ability.
    The prediction performance of the first-stage learners showed that the stacking ensemble model significantly outperformed first-stage machine learning models such as random forest (RF), extreme gradient boosting (XGBoost), and categorical boosting (CatBoost) in predicting pulse characteristics. The SHAP analysis indicated that the gain saturation energy and DCF length exhibited wide ranges of SHAP value distributions, showing significant positive correlations with pulse energy, peak power, and spectral width, and a negative correlation with pulse duration. Finally, multiple optimization algorithms on the MEALPY platform were employed to optimize the cavity parameters for maximizing the pulse peak power and minimizing pulse duration based on the stacking model outputs. The performance comparison of different optimization algorithms for parameter optimization of the fiber laser peak power stacking ensemble model was achieved, as shown in Fig.8. The results showed that the wild horse optimizer (WHO), genetic algorithm (GA), and gradient-based optimizer (GBO) exhibited fast convergence speed and superior global search capability, while brain storm optimization (BSO), GA, evolutionary field optimization (EFO), and GBO demonstrated compact box-plot distributions, indicating good stability. Analysis by laser simulation further revealed a comparison of the parameter optimization results using different algorithms for fiber lasers (Table 2). The table showed that the cavity parameters found by the EFO algorithm achieved maximum peak power, closest to the reference value obtained by the control variable method.
    The study integrates stacking ensemble learning with SHAP interpretability analysis, which deepens the understanding of the mechanism of ultrashort pulse regulation by cavity parameters, and establishes a novel intelligent design paradigm for fiber lasers. The findings provide valuable insights for the performance optimization and intelligent design of ultrashort pulse fiber lasers.

     

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